Ethical Considerations in Securities Practice - Part 10
schedule
2h 58m
signal_cellular_alt
Beginner
category
Securities
verified
25 credits available
About This Course
This on-demand CLE program offers valuable coverage of ethical considerations in securities practice - part 10.
Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.
Specifically designed for securities professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.
Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.
Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.
Specifically designed for securities professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.
Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.
Presented By
JR
James R. Wilson open_in_new
Partner • Skadden, Arps, Slate, Meagher & Flom LLP
Mr. Wilson represents clients in complex commercial litigation, including securities fraud and fiduciary duty claims.
RX
Rafael X. Zahralddin-Aravena open_in_new
Partner • Lewis Brisbois
Mr. Zahralddin-Aravena is a member of the Corporate, Bankruptcy, Complex Business disputes practice.
Credits & Accreditations
| Jurisdiction | Credit Type | Credits |
|---|---|---|
| Arizona | General | 2.0 |
| California | General | 2.0 |
| Colorado | General | 2.5 |
| Connecticut | General | 1.0 |
| Delaware | General | 2.0 |
| Hawaii | General | 2.0 |
| Illinois | Diversity | 2.0 |
| Indiana | Ethics | 3.0 |
| Maine | General | 1.5 |
| Minnesota | Ethics | 3.0 |
| Mississippi | Ethics | 3.5 |
| Montana | General | 3.0 |
| Nebraska | General | 3.0 |
| New Hampshire | General | 3.5 |
| New York | General | 2.5 |
| North Carolina | General | 3.0 |
| North Dakota | Ethics | 2.0 |
| Ohio | General | 3.5 |
| Oklahoma | General | 3.0 |
| Oregon | General | 2.0 |
| Pennsylvania | General | 3.5 |
| Puerto Rico | General | 3.0 |
| Tennessee | Ethics | 2.0 |
| Utah | General | 1.0 |
| West Virginia | General | 1.5 |